Unit Investment Trust (UIT) Trading System

CapeLogic's UIT Trading System is a Web based system available on any PC with a Browser and an Internet/Intranet connection. CapeLogic has designed the system to be user friendly, fast and flexible.

Trading System Features

• Broker Workstation Trader Workstation
• Order Review and Release
• Inventory Management
• Automated Confirms
• Breakpoint Pricing
• Roll-Over Order Processing
• Account Explosion Logic (Multi-Leg) Trades
• Direct Order Routing to Sponsors
• Fix 4.4 Order Capture and Routing
• Automated Connectivity to your Backoffice

Unit Investment Trust Evaluation Service

For 10 Years CapeLogic has been an Evaluator of UITs. CapeLogic calculates, and distributes the NAV's for over 1000 Trusts daily. Whether you you are a new or an existing Sponsor, our Evaluation Service can assist you in developing and supporting new product opportunities.

Capabilities

• Municipal Bond Trusts
• Corporate Bond Trusts
• Mortgage Backed Trusts
• Equity Trusts
• Rolling Trusts
• Preferred Stock Trusts
• Foreign Trusts
• Flexible Sales Charge Schedules
• Deferred Sales Charge Capabilities
• Breakpoint Pricing
• New Fund Establishment (What If Scenarios)
• Redemption System

NAV Calculation Service

CapeLogic provides a NAV calculation service in which we Evaluate/Price your portfolios on a daily, and or Intra-day basis. We can meet you daily NAV needs whether you are a Mutual Fund, Hedge Fund, ETF, or simply a portfolio of securities.